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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-06-17
  • WI RA
    APPROVED
    Since 2025-06-17

Branch Locations

555 Park Avenue, Prairie Du Sac, WI 53578 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of Prairie Du Sac/Park Avenue Investments Prairie Du Sac WI 08/2016 09/2025
Commonwealth Financial Network Waltham MA 10/2023 09/2025
Commonwealth Financial Network Waltham MA 09/2025 Present
Park Avenue Investments Prairie Du Sac WI 09/2025 Present
Other Businesses

Fixed insurance sales; as of 10/21/2025; 50% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-15
  • S66 Uniform Combined State Law Examination
    2024-03-15
Other Names
  • Mariah Anderson
  • Mariah Hanson

View on SEC IAPD

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