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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-08 |
| WI | RA | APPROVED | 2017-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usana Health Services | Merrimac | WI | 10/2002 | Present |
| Park Avenue Investment | Prairie Du Sac | WI | 04/2013 | Present |
| Commonwealth Financial Network | Waltham | MA | 01/2015 | Present |
1. FIXED INSURANCE SALES; CONDUCTED AT BRANCH; INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-30 |
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