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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-21 |
| UT | RA | APPROVED | 2022-12-21 |
Branch Locations
680 West 10000 South, South Jordan, UT 84095 • United States
Herriman, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Salt Lake City | UT | 07/2021 | 11/2022 |
| Morgan Stanley | South Jordan | UT | 07/2020 | 07/2021 |
| Compunnel Inc | South Jordan | UT | 11/2019 | 06/2020 |
| Plus One | Salt Lake City | UT | 10/2019 | 11/2019 |
| Church Of Jesus Christ Of Later Day Saints | Utica | NY | 08/2017 | 09/2019 |
| Ihop | West Valley | UT | 02/2017 | 07/2017 |
| Wendys | Magna | UT | 10/2016 | 01/2017 |
| Carl's Jr. | Magna | UT | 07/2016 | 10/2016 |
| Primerica | West Jordan | UT | 07/2017 | 02/2020 |
| Ensign College | Salt Lake City | UT | 01/2021 | 07/2021 |
| Morgan Stanley Smith Barney Llc | South Jordan | UT | 12/2022 | Present |
*599751- AW Games LLC; Investment Related - Yes; Herriman, Utah; Art/Culture; Partner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 10; Sales/Marketing, Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-14 |
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