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Alexander J Lopez

Ubs Financial Services Inc.

Seattle, WA

Bellevue, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-25
TX RA APPROVED 2021-11-19
  • WA RA
    APPROVED
    Since 2024-01-25
  • TX RA
    APPROVED
    Since 2021-11-19

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Plano TX 08/2019 Present
Phh Mortgage Mount Laurel NJ 10/2016 07/2019
Unemployed West Chester PA 05/2016 10/2016
  • 08/2019 → Present
    Ubs
    Plano, TX
  • 10/2016 → 07/2019
    Phh Mortgage
    Mount Laurel, NJ
  • 05/2016 → 10/2016
    Unemployed
    West Chester, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-16
  • S66 Uniform Combined State Law Examination
    2021-11-16

View on SEC IAPD

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