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Stephan George Gonzalez-Llanes

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Coral Gables, FL

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-10
FL RA APPROVED 2015-04-03
  • TX RA
    APPROVED
    Since 2018-01-10
  • FL RA
    APPROVED
    Since 2015-04-03

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

2555 Ponce De Leon Blvd, Coral Gables, FL 33134 • United States

433 Nw 42Nd Ave, Miami, FL 33126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 03/2015 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 Present
Previous Registrations
  • 2012-10-01 → 2015-04-08
    J.P. Morgan Securities Llc
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Sweetwater, FL
    Coral Gables, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2011-04-20 → 2012-10-01
    Chase Investment Services Corp.
    Pinecrest,, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2009-05-08 → 2011-03-25
    Next Financial Group, Inc.
    Coral Gables, FL
    Houston, TX
    Coral Gable, FL
    Miami, FL
  • 2008-05-22 → 2009-05-01
    Southern Trust Securites Asset Management, Inc.
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-24
  • S66 Uniform Combined State Law Examination
    2007-08-24
Other Names
  • Stephan George Gonzalez-Llanes
  • Stephan George Gonzalez
  • Stephen George Gonzalez

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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