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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-04-14 |
Branch Locations
1241 John Q Hammons Drive Suite 501, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Stevens Point | WI | 03/2020 | 03/2021 |
| Principal Securities Inc | Stevens Point | WI | 03/2020 | 03/2021 |
| Full Time Education | Stevens Point | WI | 09/2016 | 03/2020 |
| Cuna Mutual Group | Madison | WI | 06/2019 | 09/2019 |
| University Store And Rental | Stevens Point | WI | 09/2018 | 06/2019 |
| Capitol Ice Arena | Middleton | WI | 06/2014 | 09/2018 |
| Massmutual Life Insurance Company | Madison | WI | 03/2021 | Present |
| Mml Investor Services, Llc | Madison | WI | 04/2021 | Present |
Name: Rome Homes LLC Inv rel: Y Add: 482 Tomahawk Trail Nekoosa WI 54457 Nature: Rental Income Position: Partner/Owner Start date: 2/9/2021 No. HR/MO: 50 No. HR/MO during sec trading: 0 Describe duties: To look for and acquire rental properties. Also market properties to tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-29 |
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