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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-20
  • GA RA
    APPROVED
    Since 2023-03-20

Branch Locations

5492 Key Point, Gainesville, GA 30504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Health Imaging Atlanta GA 03/2017 Present
Qgenda Atlanta GA 06/2016 03/2017
Cetera Wealth Services, Llc El Segundo CA 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
Prosperity Wealth Advisors Gainesville GA 06/2026 Present
  • 03/2017 → Present
    American Health Imaging
    Atlanta, GA
  • 06/2016 → 03/2017
    Qgenda
    Atlanta, GA
  • 01/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    Schaumburg, IL
  • 06/2026 → Present
    Prosperity Wealth Advisors
    Gainesville, GA
Other Businesses

1. NAME OF OTHER BUSINESS: GEORGIA WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2021 POSITION/TITLE/RELATIONSHIP: SALES ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SALES ASSISTANT 2. NAME OF OTHER BUSINESS: AMERICAN HEALTH IMAGING INVESTMENT RELATED: NO ADDRESS: 6095 BARFIELD RD ATLANTA GA 30328 NATURE OF BUSINESS: MEDICAL EQUIPMENT START DATE: 12/2017 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF SALES APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SALES 3. NAME OF OTHER BUSINESS: PROSPERITY WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-14
  • S66 Uniform Combined State Law Examination
    2021-05-14

View on SEC IAPD

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