Theodore John Thatcher

Employer firm

Bright Lake Wealth Management, LLC CRD 323513

$104M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 09/2016 → 11/2019
  Peace In Retirement, Inc.
  Redding, CA
• 11/2019 → Present
  Pine Brook Financial
  Redding, CA
• 09/2015 → 09/2016
  Nexeta Systems, Inc.
  Redding, CA
• 10/2022 → Present
  Pine Brook Wealth Management Llc
  Redding, CA

Previous Registrations

• 2019-11-05 → 2023-08-02
  Ae Wealth Management, Llc
  Medford, OR
  Redding, CA
  Redding, CA

Other Businesses

1.) Pine Brook Financial; YES INVESTMENT RELATED; 1445 Victor Ave Suite D Redding, CA 96003; INSURANCE SALES; President; START DATE 09/2016; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) Pine Brook Financial & Insurance Services; YES INVESTMENT RELATED;1445 Victor Ave Suite D Redding, CA 96003; INSURANCE SALES; President; START DATE 09/2016; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.)AFEA (AMERICAN FINANCIAL EDUCATION ALLIANCE); YES INVESTMENT RELATED; 8514 MCALPINE PARK DRIVE, SUITE 280, CHARLOTTE, NC 28211; FINANCIAL EDUCATION; CHAPTER PRESIDENT - REDDING, CA & MEDFORD, OR; START DATE: 09/15/2021; APPROX 10 HR/MONTH; APPROX 4 HR/MONTH DURING TRADING; INSTRUCT EDUCATIONAL WORKSHOPS, PROVIDING FINANCIAL EDUCATION TO COMMUNITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-10-14

Other Names

• Theodore John Thatcher