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1445 Victor Ave, Suite D, Redding, CA 96003 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-02-11 |
| CA | RA | APPROVED | 2023-01-04 |
Branch Locations
1445 Victor Ave, Suite D, Redding, CA 96003 • United States
3523 Arrowhead Dr Suite 101, Medford, OR 97504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ae Wealth Management, Llc | Topeka | KS | 11/2019 | Present |
| Peace In Retirement, Inc. | Redding | CA | 09/2016 | 11/2019 |
| Pine Brook Financial | Redding | CA | 11/2019 | Present |
| Nexeta Systems, Inc. | Redding | CA | 09/2015 | 09/2016 |
| Pine Brook Wealth Management Llc | Redding | CA | 10/2022 | Present |
1.) Pine Brook Financial; YES INVESTMENT RELATED; 1445 Victor Ave Suite D Redding, CA 96003; INSURANCE SALES; President; START DATE 09/2016; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) Pine Brook Financial & Insurance Services; YES INVESTMENT RELATED;1445 Victor Ave Suite D Redding, CA 96003; INSURANCE SALES; President; START DATE 09/2016; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 3.)AFEA (AMERICAN FINANCIAL EDUCATION ALLIANCE); YES INVESTMENT RELATED; 8514 MCALPINE PARK DRIVE, SUITE 280, CHARLOTTE, NC 28211; FINANCIAL EDUCATION; CHAPTER PRESIDENT - REDDING, CA & MEDFORD, OR; START DATE: 09/15/2021; APPROX 10 HR/MONTH; APPROX 4 HR/MONTH DURING TRADING; INSTRUCT EDUCATIONAL WORKSHOPS, PROVIDING FINANCIAL EDUCATION TO COMMUNITIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-14 |
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