Best Investors Account Sign in

Benjamin S Hoffman

Ameriprise Financial Services, LLC

Rockford, IL

Beloit, WI

CRD 7192200

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-07
IL RA APPROVED 2023-07-27
WI RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2024-02-07
  • IL RA
    APPROVED
    Since 2023-07-27
  • WI RA
    APPROVED
    Since 2023-02-24

Branch Locations

839 N Perryville Rd Ste 103, Rockford, IL 61107 • United States

Beloit, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Madison WI 08/2021 Present
Northwestern Mutual Delafield WI 01/2020 06/2021
Lori Knapp Inc. Ashland WI 06/2017 07/2020
Turner Painting Washburn WI 06/2014 07/2020
Highschool Ashland WI 06/2013 05/2017
  • 08/2021 → Present
    Ameriprise Financial Services, Llc
    Madison, WI
  • 01/2020 → 06/2021
    Northwestern Mutual
    Delafield, WI
  • 06/2017 → 07/2020
    Lori Knapp Inc.
    Ashland, WI
  • 06/2014 → 07/2020
    Turner Painting
    Washburn, WI
  • 06/2013 → 05/2017
    Highschool
    Ashland, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Benjamin Scott Hoffman
  • Benjamin Hoffman

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
STACKSTONE WEALTH, LLC

Nearby Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL

More in Rockford, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor