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Benjamin S Hoffman

Ameriprise Financial Services, LLC

Rockford, IL

Beloit, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-07
IL RA APPROVED 2023-07-27
WI RA APPROVED 2023-02-24
  • TX RA
    APPROVED
    Since 2024-02-07
  • IL RA
    APPROVED
    Since 2023-07-27
  • WI RA
    APPROVED
    Since 2023-02-24

Branch Locations

839 N Perryville Rd Ste 103, Rockford, IL 61107 • United States

Beloit, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Madison WI 08/2021 Present
Northwestern Mutual Delafield WI 01/2020 06/2021
Lori Knapp Inc. Ashland WI 06/2017 07/2020
Turner Painting Washburn WI 06/2014 07/2020
Highschool Ashland WI 06/2013 05/2017
  • 08/2021 → Present
    Ameriprise Financial Services, Llc
    Madison, WI
  • 01/2020 → 06/2021
    Northwestern Mutual
    Delafield, WI
  • 06/2017 → 07/2020
    Lori Knapp Inc.
    Ashland, WI
  • 06/2014 → 07/2020
    Turner Painting
    Washburn, WI
  • 06/2013 → 05/2017
    Highschool
    Ashland, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Benjamin Scott Hoffman
  • Benjamin Hoffman

View on SEC IAPD

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JENNIFER ELISE LEWIS
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JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
LPL FINANCIAL LLC · ROCKFORD, IL

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