Cristopher Rafael Llopiz Osorio

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 05/2019
  Full Time Education
  Fairfield, CT
• 08/2019 → 10/2020
  Oriental Bank
  San Juan, PR
• 10/2020 → 04/2023
  Ameriprise Financial Services, Llc
  Cranston, RI
• 05/2023 → 01/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 06/2023 → 01/2025
  Bank Of America, N.A.
  Providence, RI
• 02/2025 → Present
  Charles Schwab
  Westlake, TX
• 10/2017 → 07/2019
  Sodexo
  Fairfield, CT
• 09/2018 → 11/2018
  South Business Solutions
  Santiago
• 01/2025 → Present
  Charles Schwab Bank Ssb
  Providence, RI

Previous Registrations

• 2023-06-12 → 2024-12-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 2021-03-24 → 2023-05-04
  Ameriprise Financial Services, Llc
  Cranston, RI
  Cumberland, RI
  Cranston, RI

Other Businesses

1) The Puerto Rican Professional Assocation of RI|Investment Related: No|P.O. Box 40653, Providence, Rhode Island, 02940, United States|Nonprofit Charitable Organizations|President|10/31/2023|Less than 20 hour/month - 0 during trading hours|Oversees the operations of the organization to make sure we are fulfilling the goal of the non-profit.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-09

Other Names

• Cristopher Rafael Llopiz Osorio
• Cristopher Llopiz
• Cristopher Llopiz Osorio
• Cristopher Rafae Llopizosorio
• Cristopher Rafael Llopiz Osorio
• Cristopher Rafael Ll?Piz Osorio