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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-30 |
| GA | RA | APPROVED | 2026-04-27 |
| SC | RA | APPROVED | 2026-04-24 |
Branch Locations
3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Columbia | SC | 08/2007 | 04/2026 |
| Wells Fargo Advisors Llc | Hilton Head Island | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hilton Head Island | SC | 11/2016 | 04/2026 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-06 |
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