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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-12-12
  • PA RA
    APPROVED
    Since 2019-12-12

Branch Locations

30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moonshine Philly Philadelphia PA 07/2014 Present
Mutual Of Omaha Insurance Company Blue Bell PA 09/2019 Present
Mutual Of Omaha Investor Services Blue Bell PA 10/2019 Present
Full-Time Education Philadelphia PA 08/2015 05/2019
Jaxx Taproom Philadelphia PA 09/2023 Present
  • 07/2014 → Present
    Moonshine Philly
    Philadelphia, PA
  • 09/2019 → Present
    Mutual Of Omaha Insurance Company
    Blue Bell, PA
  • 10/2019 → Present
    Mutual Of Omaha Investor Services
    Blue Bell, PA
  • 08/2015 → 05/2019
    Full-Time Education
    Philadelphia, PA
  • 09/2023 → Present
    Jaxx Taproom
    Philadelphia, PA
Other Businesses

Insurance Agent - Start Date: 10/2019 - Non-investment Related - Insurance lines of business: Life, Accident, Health, Fixed Annuities- Hours/week during trading hours: 40 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. Moonshine Philly - Start Date: 7/2014, Non-investment Related, 1825 E Moyamensing Avenue, Philadelphia, PA 19148, Food Service, Server/Bartender, Hours/Month: 40, Hours during securities trading hours: 0, Duties: Take customer orders, serve food and drinks, handle point of sale transactions. Jaxx Taproom - Start Date: 9/2023, Non-investment Related, 242 Wharton St, Philadelphia, PA 19148, Food Service, Bartender, Hours/Month: 30, Hours during securities trading hours: 0, Duties: Take customer orders, serve drinks, handle point of sale transactions.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-07-27
S65 Uniform Investment Adviser Law Examination 2019-12-12
  • S63 Uniform Securities Agent State Law Examination
    2023-07-27
  • S65 Uniform Investment Adviser Law Examination
    2019-12-12

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