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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-12-12 |
Branch Locations
30 Braintree Hill Office Park Ste 106, Braintree, MA 02184 • United States
Philadelphia, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moonshine Philly | Philadelphia | PA | 07/2014 | Present |
| Mutual Of Omaha Insurance Company | Blue Bell | PA | 09/2019 | Present |
| Mutual Of Omaha Investor Services | Blue Bell | PA | 10/2019 | Present |
| Full-Time Education | Philadelphia | PA | 08/2015 | 05/2019 |
| Jaxx Taproom | Philadelphia | PA | 09/2023 | Present |
Insurance Agent - Start Date: 10/2019 - Non-investment Related - Insurance lines of business: Life, Accident, Health, Fixed Annuities- Hours/week during trading hours: 40 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services. Moonshine Philly - Start Date: 7/2014, Non-investment Related, 1825 E Moyamensing Avenue, Philadelphia, PA 19148, Food Service, Server/Bartender, Hours/Month: 40, Hours during securities trading hours: 0, Duties: Take customer orders, serve food and drinks, handle point of sale transactions. Jaxx Taproom - Start Date: 9/2023, Non-investment Related, 242 Wharton St, Philadelphia, PA 19148, Food Service, Bartender, Hours/Month: 30, Hours during securities trading hours: 0, Duties: Take customer orders, serve drinks, handle point of sale transactions.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-07-27 |
| S65 | Uniform Investment Adviser Law Examination | 2019-12-12 |
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