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2901 South Bryant Avenue, Edmond, OK 73013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-01-25 |
| TX | RA | APPROVED | 2020-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crossings Community Church | Oklahoma City | OK | 09/2000 | 10/2019 |
| Lpl Financial Llc | Edmond | OK | 11/2019 | Present |
| Forge Financial Services Llc | Edmond | OK | 11/2019 | Present |
1. 9/30/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Independent Agent - Started 03/01/2021 - 5 Hours Per Month During Securities Trading. 2. 01/09/2024 - Forge Financial - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 03/04/2020 - 173 Hours Per Month/ During Trading 3. 01/09/2024 - Forge Financial Services, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/04/2020 - 173 Hours Per Month/173 Hours During Securities Trading -I provide investment advisory services through Forge Financial Services, LLC, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/10/2024 - Forge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2024 - 140 Hours Per Month/ During Securities Trading 5. 02/28/2024 - Non-Variable Insurance -Forge Financial - Independent Agent - Investment Related - At Reported Business Location(s) - Start Date 03/01/2021 - 5 Hours Per Month/5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-13 |
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