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Christopher Hovey Chapin

Ubs Financial Services Inc.

Rockland, MA

Hyannis, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-04
  • NJ RA
    APPROVED
    Since 2020-11-04

Branch Locations

1099 Hingham Street, Rockland, MA 02370 • United States

1471 Iyannough Road, Hyannis, MA 02601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Recovering Champions Inc. Falmouth MA 06/2015 03/2020
Ubs Financial Services Inc. Hyannis MA 10/2019 07/2020
Ubs Financial Services Inc. Weehawken NJ 07/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30
Other Names
  • Topher Brown

View on SEC IAPD

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