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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-09-05 |
Branch Locations
175 E. Penny Road Suite 1, Wenatchee, WA 98801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrated Systems Improvement Services, Inc | Everett | WA | 08/2015 | 01/2018 |
| Cordell, Neher & Company, Pllc | Wenatchee | WA | 01/2018 | 01/2023 |
| Avantax Investment Services, Inc. | Wenatchee | WA | 11/2019 | 09/2025 |
| Avantax Advisory Services | Wenatchee | WA | 11/2019 | 09/2025 |
| Cordell, Neher & Company, Pllc | Wenatchee | WA | 02/2018 | Present |
| Cetera Wealth Services, Llc | Wenatchee | WA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Literacy Council of Chelan and Douglas Counties; Wenatchee WA 98801; President of Advisory Board 2) CNC FINANCIAL GROUP, LLC; POSITION: Advisor NATURE: Referring advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/11/2019; ADDRESS: 175 E Penny Rd., Suite 1, Wenatchee WA 98801; Meet with clients 3) FARM LAND RENTA; POSITION: Owner NATURE: Farm land rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1995 1093 Rue Jolie, Wenatchee WA 98801: management of farm land 4) COLUMBIA VIEW PROPERTIES, LLC; POSITION: Member NATURE: Own and manage residential rental properties. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003; 1093 Rue Jolie, Wenatchee WA 98801: Manage rental properties 5) CORDELL, NEHER & COMPANY, PLLC 401(K) PLAN; POSITION: Trustee NATURE: Provide oversight to the Cordell, Neher & Company, PLLC 401(k) Plan INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022; 175 E. Penny Road, Suite 1, Wenatchee WA 98801: Provide oversight to the Cordell, Neher & Company, PLLC 401(k) Plan 6) PENNY PROPERTIES, LLC; POSITION: Member NATURE: Penny Properties, LLC owes and rents a office building in Wenatchee Washington. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022; 175 E. Penny Road, Suite 1, Wenatchee WA 98801: Minority owner with no specific duties other than to help company management with decisions related to rental agreements and property maintenance. 7) CORDELL, NEHER & COMPANY, PLLC POSITION: CPA, Member, Director of CAS NATURE: CPA firm providing accounting services to the general public. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 02/01/2018; 175 E. Penny Road, Suite 1, Wenatchee WA 98801, CPA providing accounting services. Director of the client accounting services department providing supervision of employees. Engaging with prospective clients. 8) WENATCHEE VALLEY MUSEUM & CULTURAL CENTER POSITION: Board of Directors Member NATURE: Member of the Board of Directors of the Wenatchee Valley Museum. This is a non-profit organization that runs the Wenatchee Valley Museum. Activities include exhibits, educational events, gift shop, and community activities. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2023 ADDRESS: 127 S Mission Street, Wenatchee WA 98801, United States DESCRIPTION: Member of a 13 person Board. Board provides oversight of Museum activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-10 |
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