Paul David Gregory

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 07/2021
  Waddell & Reed, Inc
  Viginia Beach, VA
• 03/2012 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Virginia Beach, VA
• 02/2017 → 07/2021
  Daniel Neice
  Virginia Beach, VA
• 02/2020 → 07/2021
  Paul Day
  Virginia Beach, VA
• 01/2020 → 07/2021
  Noel Martin
  Virginia Beach, VA
• 07/2021 → Present
  Lpl Financial Llc
  Virginia Beach, VA

Previous Registrations

• 2012-03-14 → 2021-07-21
  Waddell & Reed
  Virginia Beach, VA
  Charleroi, PA
  Virginia Beach, VA
• 2009-07-08 → 2012-03-01
  Osaic Fs, Inc.
  Virginia Beach, VA
  Virginia Beach, VA
• 2005-08-01 → 2009-04-15
  Ameriprise Financial Services, Llc
  Virginia Beach, VA
  Virginia Beach, VA

Other Businesses

03/2012-PRESENT, VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES, VIRGINIA BEACH, VA, INV-RLTD, INSURANCE SALES, INSURANCE AGENT.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-29

Other Names

• Paul Gregory