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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| CA | RA | APPROVED | 2017-08-04 |
| UT | RA | APPROVED | 2012-09-04 |
Branch Locations
400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States
1478 Stone Point Drive Suite 500, Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 06/2012 | 08/2017 |
| Morgan Stanley | Sacramento | CA | 08/2017 | Present |
*646563 - ShopMy; Investment related: No; Worcester, Massachusetts; Fashion/Retail; Creator/Sole Proprietor(proprietor, partner, officer, director, employee, trustee, agent); 07/2025; During business hours: 0; After business hours: 8; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-17 |
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