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Kayla Marie Rice

Oppenheimer & Co. Inc.

Birmingham, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-26
MI RA APPROVED 2024-04-22
  • TX RA
    APPROVED
    Since 2024-04-26
  • MI RA
    APPROVED
    Since 2024-04-22

Branch Locations

385 S. Eton Street, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Birmingham MI 10/2019 Present
Carat Detroit MI 07/2019 10/2019
Carat Detroit MI 03/2019 07/2019
Universal Mccann Birmingham MI 08/2018 03/2019
Universal Mccann Birmingham MI 06/2010 08/2018
  • 10/2019 → Present
    Oppenheimer & Co. Inc.
    Birmingham, MI
  • 07/2019 → 10/2019
    Carat
    Detroit, MI
  • 03/2019 → 07/2019
    Carat
    Detroit, MI
  • 08/2018 → 03/2019
    Universal Mccann
    Birmingham, MI
  • 06/2010 → 08/2018
    Universal Mccann
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-19
  • S66 Uniform Combined State Law Examination
    2024-04-19

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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