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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| CA | RA | APPROVED | 2011-12-09 |
Branch Locations
1144 N Ardmore Ave., Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Manhattan Beach | CA | 12/2011 | Present |
1. 3/16/2015 - INDEPENDENCE FINANCIAL & INSURANCE SERVICES CENTER - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/31/2012 - 160 Hours Per Month/50 Hours During Securities Trading. 2. 4/3/2019 - No Business Name - Investment Related - 1436 Irvine Ave., Newport Beach, CA 90266 - Real Estate Rental - Started 02/01/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 10/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 03/16/2015 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 12/27/2024- MJ Phuket Thai F&B LLC- Other - Restaurant- Not INV Related- At Redondo Beach, CA- Start date 10/01/2024- 50 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-03 |
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