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Collin Yin Chu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-27
CA RA APPROVED 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-27
  • CA RA
    APPROVED
    Since 2021-01-15

Branch Locations

1695 Saratoga Ave, San Jose, CA 95129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Altos CA 10/2019 Present
Bank Of America, N.A. Los Altos CA 10/2019 Present
Ardent Capital Mountain View CA 06/2018 09/2019
Round Table Pizza San Jose CA 06/2011 05/2017
San Jose State University San Jose CA 08/2017 05/2019
Unemployed San Jose CA 05/2017 08/2017
  • 10/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Altos, CA
  • 10/2019 → Present
    Bank Of America, N.A.
    Los Altos, CA
  • 06/2018 → 09/2019
    Ardent Capital
    Mountain View, CA
  • 06/2011 → 05/2017
    Round Table Pizza
    San Jose, CA
  • 08/2017 → 05/2019
    San Jose State University
    San Jose, CA
  • 05/2017 → 08/2017
    Unemployed
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-13
  • S66 Uniform Combined State Law Examination
    2021-01-13

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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