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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-24
WA RA APPROVED 2025-07-24
  • TX RA
    APPROVED
    Since 2025-07-24
  • WA RA
    APPROVED
    Since 2025-07-24

Branch Locations

1195 Nw Gilman Blvd, Issaquah, WA 98027 • United States

6160 E Lake Sammamish Pkwy Se Ste C, Issaquah, WA 98029 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sammamish WA 10/2019 04/2024
Bank Of America, N.A. Sammamish WA 10/2019 04/2024
Bank Of America, N.A. San Francisco CA 11/2014 06/2018
Unemployed Sammamish WA 07/2018 09/2019
Wells Fargo Clearing Services, Llc Seattle WA 04/2024 05/2025
Wells Fargo Bank Na Seattle WA 04/2024 05/2025
J.P. Morgan Securities Llc Issaquah WA 07/2025 Present
Jpmorgan Chase Bank, N.A. Issaquah WA 07/2025 Present
Unemployed Sammamish WA 06/2025 06/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Yuchi Chien
  • Evelyn Arnold
  • Yu-Chi Chien

View on SEC IAPD

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