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Diego Ivan Salazar

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Mateo, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-12
CA RA APPROVED 2021-01-15
  • TX RA
    APPROVED
    Since 2021-02-12
  • CA RA
    APPROVED
    Since 2021-01-15

Branch Locations

101 S Ellsworth Ave, San Mateo, CA 94401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Hill CA 10/2019 Present
Bank Of America, N.A. Morgan Hill CA 10/2019 Present
Meridian Pacific Sales Sacramento CA 11/2018 08/2019
University Of California Davis Davis CA 09/2017 08/2019
Sterling May Equipment Company Woodland CA 01/2018 12/2018
Sears North Hollywood CA 07/2015 09/2017
Los Angeles Valley College Van Nuys CA 06/2014 12/2017
  • 10/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Morgan Hill, CA
  • 10/2019 → Present
    Bank Of America, N.A.
    Morgan Hill, CA
  • 11/2018 → 08/2019
    Meridian Pacific Sales
    Sacramento, CA
  • 09/2017 → 08/2019
    University Of California Davis
    Davis, CA
  • 01/2018 → 12/2018
    Sterling May Equipment Company
    Woodland, CA
  • 07/2015 → 09/2017
    Sears
    North Hollywood, CA
  • 06/2014 → 12/2017
    Los Angeles Valley College
    Van Nuys, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-13
  • S66 Uniform Combined State Law Examination
    2021-01-13

View on SEC IAPD

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CLAY DEAN WILLIAM STAFFORD
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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

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