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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-12
TX RA APPROVED 2021-01-27
SC RA APPROVED 2021-01-13
  • NC RA
    APPROVED
    Since 2021-02-12
  • TX RA
    APPROVED
    Since 2021-01-27
  • SC RA
    APPROVED
    Since 2021-01-13

Branch Locations

911 Haywood Rd, Greenville, SC 29615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 10/2019 Present
Bank Of America, N.A. Greenville SC 10/2019 Present
Cregger Company Simpsonville SC 05/2019 10/2019
Cregger Company Athens GA 06/2018 05/2019
Clemson University Clemson SC 08/2014 05/2018
  • 10/2019 → Present
    Greenville, SC
  • 10/2019 → Present
    Bank Of America, N.A.
    Greenville, SC
  • 05/2019 → 10/2019
    Cregger Company
    Simpsonville, SC
  • 06/2018 → 05/2019
    Cregger Company
    Athens, GA
  • 08/2014 → 05/2018
    Clemson University
    Clemson, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-12
  • S66 Uniform Combined State Law Examination
    2021-01-12

View on SEC IAPD

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