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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-27
TX RA APPROVED_RES 2023-11-27
  • MO RA
    APPROVED
    Since 2023-11-27
  • TX RA
    APPROVED_RES
    Since 2023-11-27

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

15455 Conway Rd Ste 350, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc St Louis MO 10/2013 11/2023
Kestra Investment Services, Llc St. Louis MO 11/2023 Present
Kestra Advisory Services, Llc St. Louis MO 11/2023 Present
  • 10/2013 → 11/2023
    Woodbury Financial Services, Inc
    St Louis, MO
  • 11/2023 → Present
    Kestra Investment Services, Llc
    St. Louis, MO
  • 11/2023 → Present
    St. Louis, MO
Previous Registrations
  • 2006-11-10 → 2023-12-03
    Woodbury Financial Services, Inc.
    Creve Coeur, MO
    Chesterfield, MO
    Chesterfield, MO
Other Businesses

Business Name: TUTSCHULTE FINANCIAL PLANNING POSITION: Registered Representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/27/2023 ADDRESS: 15455 Conway Rd, STE 350, Chesterfield MO 63017 DESCRIPTION: Owner/Officer/Producer Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, Building 2, STE 400, Austin TX 78735 DESCRIPTION: IAR Business Name: TUTSCHULTE FINANCIAL PLANNING POSITION: agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/15/2023 ADDRESS: 15455 Conway Rd, STE 350, Chesterfield MO 63017 DESCRIPTION: Educate clients on different fixed insurance protection strategies and sell them the appropriate fixed insurance product to fit the need.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-24
S63 Uniform Securities Agent State Law Examination 2005-06-20
  • S65 Uniform Investment Adviser Law Examination
    2006-08-24
  • S63 Uniform Securities Agent State Law Examination
    2005-06-20
Other Names
  • Mark Dormire

View on SEC IAPD

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