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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-04-20
DC RA APPROVED 2022-01-28
TX RA APPROVED 2022-01-20
MN RA APPROVED 2020-05-28
  • OK RA
    APPROVED
    Since 2022-04-20
  • DC RA
    APPROVED
    Since 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-20
  • MN RA
    APPROVED
    Since 2020-05-28

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

30 1St Ave Ne, Buffalo, MN 55313 • United States

Saint Cloud, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Gear Corporation Avon MN 10/2006 03/2020
Thrivent Investment Management Inc Buffalo MN 11/2019 Present
Thrivent Financial Appleton WI 06/2020 08/2020
Thrivent Financial Appleton WI 08/2020 Present
  • 10/2006 → 03/2020
    Columbia Gear Corporation
    Avon, MN
  • 11/2019 → Present
    Buffalo, MN
  • 06/2020 → 08/2020
    Thrivent Financial
    Appleton, WI
  • 08/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

YOU'RE NOT ALONE POSITION: Board Member - President NATURE: You're Not Alone your story continues is a non-profit that focuses on breaking the stigma of mental health in all schools through the use of a therapy dog team in all schools. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 12/01/2025 ADDRESS: 4790 Cheyenne Ct, Monticello MN 55362, United States DESCRIPTION: I attend the monthly zoom board meetings, lead monthly board meetings, help out at events, an advocate for the non-profit. I will run monthly meetings and work closely with the founder of the non-profit. I do not make any investment decisions, but I am included in discussion that involve the budget, expenses, employee and contractors salaries and wages. If any voting involves investments - I exclude myself from the conversation and do not vote.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-27
  • S66 Uniform Combined State Law Examination
    2020-05-27
Other Names
  • Jody Marie Plautz
  • Jody Marie Weber

View on SEC IAPD

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