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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Washington | DC | 10/2019 | 11/2021 |
| Jpmorgan Chase Bank N.A. | Washington | DC | 10/2019 | 11/2021 |
| Td Bank | Washington | DC | 02/2018 | 09/2019 |
| Bloomingdale's | Chevy Chase | MD | 10/2017 | 01/2018 |
| Wells Fargo Na | Washington | DC | 02/2017 | 11/2017 |
| Abc Imagine | Alexandria | VA | 06/2016 | 02/2017 |
| Bienvenu | Washington | DC | 03/2020 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 11/2021 | 01/2024 |
| Bank Of America, N.A. | Los Angeles | CA | 02/2022 | 01/2024 |
| Hsbc Bank Usa National Association | Beverly Hills | CA | 01/2024 | Present |
| Hsbc Securities (Usa) Inc. | Beverly Hills | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-26 |
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