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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1049 Main Street, Franklinton, LA 70438 • United States
215 St Ann Drive Suite 3, Mandeville, LA 70471 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Mandeville | LA | 10/2019 | 11/2024 |
| Weyerhaeuser | Holden | LA | 05/2016 | Present |
| Prudential Insurance Company Of America | Mandeville | LA | 12/2019 | Present |
| Lpl Enterprise, Llc | Mandeville | LA | 11/2024 | Present |
1) 08/19/2024- Carter Land & Farms, LLC- Farm- Part time farm, land, and forestry work only on Carter Land & Farms, LLC properties and projects.- Not INV Related- At Mandeville, LA- Start date 12/26/2018- 5 HRS MTH- 0 HRS During Trading 2) 11/26/2025-Northlake Financial Management-Admin-DBA for LPL Business (entity for LPL business)-Inv Related-At reported Business Location(s)-Start date 11/18/2024-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-04 |
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