Rawlin Wayne Carter

Current Employers

Employment History

• 06/1989 → 11/2024
  Pruco Securities, Llc.
  Mandeville, LA
• 06/1989 → Present
  Prudential Insurance Company Of America
  Mandeville, LA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Mandeville, LA

Previous Registrations

• 2006-09-14 → 2024-11-14
  Pruco Securities, Llc.
  Mandeville, LA
  Madisonville, LA
  Covington, LA

Other Businesses

1) 09/03/2024 - First Baptist Church of Covington - As member of the finance committee, I attend 2 meetings per month (one-hour meetings) and it is unpaid. I also sign checks (2 of us sign) once per month. The admin staff of the church and financial secretary handle the day-to-day finances of the church - Non-Profit Board Member - Non Inv Related - At Mandeville, LA - Start Date 01/11/2023 - 2hrs/mth - 0hrs/mth During Trading 2) 08/26/2024 - Carter Land and Farms LLC - This LLC is a small enterprise in which my son and I buy small pieces of property (all rural raw land, and hold it, clean it up, and either sell it or keep and enjoy it as a family - Business Entity for Tax/Investment Purposes Only - Inv Related - At Mandeville, LA - Start Date 12/06/2018 - 2hrs/mth - 0hrs/mth During Trading 3) 08/26/2024 - Bearden Place LLC - Timber farm with immediate family - Bearden Place owns a timber/tree farm that was inherited by my sister and me. We grow timber and from time to time harvest it and replant. We have a bank acct that holds cash/money market at a local bank. I spend very little time and travel to the property once or twice yearly - Farm - Inv Related - At Mandeville, LA - Start Date 12/06/2018 - 2hrs/mth - 0hrs/mth During Trading 4) 11/18/2025-Northlake Financial Management-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/01/2016-160hrs/mth-160hrs/mth during trading 5) 12/06/2024-Northlake Financial Management-Owner-Non-Variable Insurance-Inv Related-At Mandeville, LA-Start date 07/01/2016-5hrs/mth-5hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-29
• S63 Uniform Securities Agent State Law Examination
  1994-07-11

Designations