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Yunhe Chao

J.P. Morgan Securities LLC

San Jose, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-03
CA RA APPROVED 2023-01-01
  • TX RA
    APPROVED_RES
    Since 2025-06-03
  • CA RA
    APPROVED
    Since 2023-01-01

Branch Locations

690 River Oaks Pkwy, Ste. A, San Jose, CA 95134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ponddy Education Inc. San Jose CA 02/2018 09/2019
Susiecakes San Jose CA 07/2017 01/2018
Christian Dior Boutique Santa Clara CA 12/2016 07/2017
Starbucks Co. Santa Clara CA 04/2016 04/2017
L'OCcitane Inc. Palo Alto CA 07/2017 06/2022
International Culinary Center Campbell CA 08/2016 06/2017
Coodo Pet Bakery & Boutique Llc Sunnyvale CA 07/2022 01/2025
J.P. Morgan Securities Llc San Jose CA 09/2019 Present
Jpmorgan Chase Bank, N.A. San Jose CA 09/2019 Present
  • 02/2018 → 09/2019
    Ponddy Education Inc.
    San Jose, CA
  • 07/2017 → 01/2018
    Susiecakes
    San Jose, CA
  • 12/2016 → 07/2017
    Christian Dior Boutique
    Santa Clara, CA
  • 04/2016 → 04/2017
    Starbucks Co.
    Santa Clara, CA
  • 07/2017 → 06/2022
    L'OCcitane Inc.
    Palo Alto, CA
  • 08/2016 → 06/2017
    International Culinary Center
    Campbell, CA
  • 07/2022 → 01/2025
    Coodo Pet Bakery & Boutique Llc
    Sunnyvale, CA
  • 09/2019 → Present
    J.P. Morgan Securities Llc
    San Jose, CA
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
S63 Uniform Securities Agent State Law Examination 2019-11-27
  • S66 Uniform Combined State Law Examination
    2022-12-30
  • S63 Uniform Securities Agent State Law Examination
    2019-11-27
Other Names
  • Monica Chao
  • Yunhe Chao

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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