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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2020-10-05
TX RA APPROVED_RES 2020-09-30
  • RI RA
    APPROVED
    Since 2020-10-05
  • TX RA
    APPROVED_RES
    Since 2020-09-30

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 10/2019 Present
The Kraft Group Foxboro MA 07/2015 12/2016
Community College Of Ri Warwick RI 01/2015 12/2018
Rogers Corp Naragansett RI 03/2016 01/2018
Blount Fine Foods Fall River MA 06/2018 03/2019
Unemployed Cranston RI 04/2019 10/2019
Bryant University Smithfield RI 01/2018 05/2018
Bank Of America, N.A. Lincoln RI 07/2022 Present
  • 10/2019 → Present
    Lincoln, RI
  • 07/2015 → 12/2016
    The Kraft Group
    Foxboro, MA
  • 01/2015 → 12/2018
    Community College Of Ri
    Warwick, RI
  • 03/2016 → 01/2018
    Rogers Corp
    Naragansett, RI
  • 06/2018 → 03/2019
    Blount Fine Foods
    Fall River, MA
  • 04/2019 → 10/2019
    Unemployed
    Cranston, RI
  • 01/2018 → 05/2018
    Bryant University
    Smithfield, RI
  • 07/2022 → Present
    Bank Of America, N.A.
    Lincoln, RI
Other Businesses

I*465642, Entity Type: Entity For Profit, Name of OBA: the Kraft Group, Address: Foxboro, Massachusetts 02035, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/01/2018, No Hours: 10, No Hours during trading: 0, Duties: Beer Hawker. inventory control and sales of alcoholic beverages

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-28
  • S66 Uniform Combined State Law Examination
    2020-09-28
Other Names
  • Deviet James Gaul

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