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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-03-18
NH RA APPROVED 2021-07-08
TX RA APPROVED 2020-09-29
FL RA APPROVED 2020-09-14
  • GA RA
    APPROVED
    Since 2022-03-18
  • NH RA
    APPROVED
    Since 2021-07-08
  • TX RA
    APPROVED
    Since 2020-09-29
  • FL RA
    APPROVED
    Since 2020-09-14

Branch Locations

103 Main St, Saint Simons Island, GA 31522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2019 06/2021
Frederica Township Saint Simons Island GA 07/2019 10/2019
University Of Georgia Athens GA 08/2018 05/2019
Ameris Bank Brunswick GA 05/2018 08/2018
University Of Georgia Athens GA 08/2017 05/2018
Brunswick Landing Marina Brunswick GA 05/2017 08/2017
University Of Georgia Athens GA 08/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 06/2021 Present
Bank Of America, N.A. Jacksonville FL 07/2021 Present
  • 10/2019 → 06/2021
    Jacksonville, FL
  • 07/2019 → 10/2019
    Frederica Township
    Saint Simons Island, GA
  • 08/2018 → 05/2019
    University Of Georgia
    Athens, GA
  • 05/2018 → 08/2018
    Ameris Bank
    Brunswick, GA
  • 08/2017 → 05/2018
    University Of Georgia
    Athens, GA
  • 05/2017 → 08/2017
    Brunswick Landing Marina
    Brunswick, GA
  • 08/2016 → 05/2017
    University Of Georgia
    Athens, GA
  • 06/2021 → Present
    Jacksonville, FL
  • 07/2021 → Present
    Bank Of America, N.A.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-10
  • S66 Uniform Combined State Law Examination
    2020-09-10
Other Names
  • James Coleman

View on SEC IAPD

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