Best Investors Account Sign in

Krishna Sasha Gall

Ubs Financial Services Inc.

Washington, DC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-12-15
  • DC RA
    APPROVED
    Since 2021-12-15

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weiss Asset Management Lp Boston MA 01/2017 07/2019
Tradition Securities And Derivatives Inc New York NY 10/2019 05/2021
Columbia University New York NY 08/2019 05/2021
Unemployed Montclair NJ 08/2016 12/2016
Swiss Re Management (Us) Corporation Armonk NY 07/2020 08/2020
Ubs Financial Services Inc Washington DC 06/2021 Present
  • 01/2017 → 07/2019
    Weiss Asset Management Lp
    Boston, MA
  • 10/2019 → 05/2021
    Tradition Securities And Derivatives Inc
    New York, NY
  • 08/2019 → 05/2021
    Columbia University
    New York, NY
  • 08/2016 → 12/2016
    Unemployed
    Montclair, NJ
  • 07/2020 → 08/2020
    Swiss Re Management (Us) Corporation
    Armonk, NY
  • 06/2021 → Present
    Ubs Financial Services Inc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-01
S63 Uniform Securities Agent State Law Examination 2020-09-25
  • S65 Uniform Investment Adviser Law Examination
    2021-10-01
  • S63 Uniform Securities Agent State Law Examination
    2020-09-25
Other Names
  • Kris Gall

View on SEC IAPD

Other Firms

BRYSPEN, INCORPORATED
3WIRE INVESTMENT
LPL FINANCIAL LLC
ORIDIAN CAPITAL MANAGEMENT, L.P.
C5 CAPITAL USA LLC
AEB CAPITAL
DOMINION FINANCIAL CONSULTANTS, LLC
A.G.P. / ALLIANCE GLOBAL PARTNERS

Other Investors

LEAH SAWYER BRYAN
GARY ANDREW EDMONDS
JAMES DARRELL ZACK
HSIAO-CHUAN CHANG
AMANDA JEAN ZACK
CHRISTINE RUSHIN MISTR
CHARLES DOUGLAS HARTLEY
Marilyn McKinnon

Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

More in Washington, DC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor