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401 Union Street 18Th Floor, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-05-08 |
| WA | RA | APPROVED | 2024-05-07 |
Branch Locations
401 Union Street 18Th Floor, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Village Health Club And Spa | Scottsdale | AZ | 12/2014 | 12/2016 |
| Arizona State University | Tempe | AZ | 12/2016 | 12/2017 |
| Athleta | Scottsdale | AZ | 08/2018 | 03/2019 |
| Arizona State University | Tempe | AZ | 09/2015 | 08/2019 |
| Dimensional Fund Advisors | Austin | TX | 08/2019 | 04/2023 |
| Tfo Phoenix | Phoenix | AZ | 05/2017 | 08/2017 |
| Northern Trust | Tempe | AZ | 06/2018 | 09/2018 |
| Eaton Vance Distributors, Inc. | Seattle | WA | 05/2023 | 03/2024 |
| Russell Investments | Seattle | WA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-06 |
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