Mary Catherine Harris

Employer firm

The Ameriflex Group CRD 305585

$9.66B regulatory AUM 486 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 11/2022
  Principal Securities Inc
  Phoenix, AZ
• 11/2019 → 11/2022
  Principal Life Insurance Company
  Phoenix, AZ
• 09/2019 → 11/2019
  Unemployed
  Scottsdale, AZ
• 03/2016 → 09/2019
  Yelp Inc
  Scottsdale, AZ
• 10/2021 → 05/2022
  Union Financial, Inc.
  Phoenix, AZ
• 07/2022 → 07/2026
  Scott Harris Financial Group
  Phoenix, AZ
• 11/2022 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 11/2022 → Present
  The Ameriflex Group
  Las Vegas, NV
• 09/2023 → 06/2025
  Osaic Wealth, Inc.
  Phoenix, AZ
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2024 → Present
  Vickie Garcia Wealth Management, Llc
  Chandler, AZ
• 07/2026 → Present
  Harris Mathias Wealth Management
  Phoenix, AZ

Previous Registrations

• 2020-08-14 → 2022-11-16
  Principal Securities, Inc.
  Phoenix, AZ
  Wauwatosa, WI

Other Businesses

1. CATHERINE HARRIS FINANCIAL GROUP, PLLC, 7002 N Via De Los Ninos, Scottsdale AZ 85258, United States, 09/01/2024, W2 Employee, Administrative, NIR, 1 HR/MO - 1 HR/MO TRADING 2. NOTARY PUBLIC - MARY CATHERINE HARRIS, Phoenix AZ 85020, United States 05/01/2023, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 3. SCOTT HARRIS FINANCIAL GROUP, PLLC, 7720 N 16th Street, Suite 350, Phoenix AZ 85020, United States, 04/19/2023, IAR, RIA Affiliation - other than CIRA, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. THE AMERIFLEX GROUP, 8475 W Sunset Rd, Las Vegas NV 89113, United States, 11/07/2022, IAR, RIA Affiliation - other than, INV REL, 170 HR/MO - 100 HR/MO TRADING 5. HARRIS MATHIAS WEALTH MANAGEMENT, 7720 N 16th St, Suite 350, Phoenix, AZ 85020, 07/2026, Investment Advisor Representative, DBA Name, NIR, 170 HR/MO, 100 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2020-08-13