Juan Galvez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2022
  Wells Fargo Bank, Na
  La Mirada, CA
• 10/2019 → 05/2021
  Wells Fargo Clearing Services, Llc
  Lakewood, CA
• 07/2021 → 09/2022
  Wells Fargo Clearing Services, Llc
  La Mirada, CA
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Whittier, CA
• 12/2022 → Present
  Bank Of America N.A.
  Whittier, CA

Previous Registrations

• 2021-10-12 → 2022-09-15
  Wells Fargo Clearing Services, Llc
  La Mirada, CA
  El Segundo, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-10-11
• S63 Uniform Securities Agent State Law Examination
  2020-01-24

Other Names

• Juan Galvez
• Juan Galvezconde
• Juan P Galvez
• Juan Pablo Galvez Conde