Alfonso F Quetzalcoatl Aduna

Employer firm

Aduna Capital CRD 311270

$3.47M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 07/2020
  Nationwide Insurance
  Norwalk, CA
• 11/2014 → 05/2025
  Qjjjj56
  Norwalk, CA
• 07/2020 → Present
  Aduna Capital Llc
  Norwalk, CA
• 06/2024 → Present
  Aduna Travel Llc
  Norwalk, CA

Other Businesses

Owner; Aduna Travel LLC; Investment Related: No; 12840 Rosecrans Ave Norwalk CA 90650 United States; Travel Agency Franchise Expedia Cruise Center; Duties: I will be the owner of a travel agency franchise called Expedia Cruise center, the day to day responsibilities will fall on the CEO another person that is not me.; 2024-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 55; Percentage of total yearly compensation expected to be derived from the business: 5

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-20
• S63 Uniform Securities Agent State Law Examination
  2015-05-28

Other Names

• Alfonso Aduna
• Alfonso Francisco Quetzalcoa Aduna