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12838 Rosecrans Ave, Norwalk, CA 90650 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Insurance | Norwalk | CA | 05/2015 | 07/2020 |
| Qjjjj56 | Norwalk | CA | 11/2014 | 05/2025 |
| Aduna Capital Llc | Norwalk | CA | 07/2020 | Present |
| Aduna Travel Llc | Norwalk | CA | 06/2024 | Present |
Owner; Aduna Travel LLC; Investment Related: No; 12840 Rosecrans Ave Norwalk CA 90650 United States; Travel Agency Franchise Expedia Cruise Center; Duties: I will be the owner of a travel agency franchise called Expedia Cruise center, the day to day responsibilities will fall on the CEO another person that is not me.; 2024-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 55; Percentage of total yearly compensation expected to be derived from the business: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-05-28 |
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