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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
10990 Downey Ave, Downey, CA 90241 • United States
13372 E Telegraph Rd, Santa Fe Springs, CA 90670 • United States
13928 Pioneer Blvd, Norwalk, CA 90650 • United States
13525 E Whittier Blvd, Whittier, CA 90605 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Whittier | CA | 10/2012 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Whittier | CA | 04/2017 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Whittier | CA | 12/2022 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Whittier | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-11 |
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