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Jose Delacruz Pery

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
CA RA APPROVED 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • CA RA
    APPROVED
    Since 2020-01-10

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 09/2019 Present
Integrated Business Information Systems Inc. Pasig City 01/2009 06/2017
Unemployed Garden Grove CA 06/2017 09/2019
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-03
  • S66 Uniform Combined State Law Examination
    2020-01-03
Other Names
  • Jose Pery
  • Jose Antonio Pery
  • Joe Pery
  • Joey Pery

View on SEC IAPD

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