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James B Elder

Edward Jones

Arlington, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-18
  • TX RA
    APPROVED
    Since 2019-12-18

Branch Locations

3711 W Green Oaks Blvd Ste B1, Arlington, TX 76016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 Present
Guardian Strategies, Llc Arlingtin TX 01/2018 09/2019
Unemployed Arlington TX 11/2017 03/2018
American Advisors Group, Inc Orange CA 05/2014 10/2017
  • 10/2019 → Present
    Edward Jones
    St Louis, MO
  • 01/2018 → 09/2019
    Guardian Strategies, Llc
    Arlingtin, TX
  • 11/2017 → 03/2018
    Unemployed
    Arlington, TX
  • 05/2014 → 10/2017
    American Advisors Group, Inc
    Orange, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-14
  • S66 Uniform Combined State Law Examination
    2019-12-14
Other Names
  • James B Elder
  • Jim Elder
  • James Betts Elder

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · ARLINGTON, TX
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STATE FARM INVESTMENT MANAGEMENT CORP. · Pantego, TX
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