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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-22
GA RA APPROVED 2021-10-08
AL RA APPROVED 2021-09-21
  • TX RA
    APPROVED_RES
    Since 2022-04-22
  • GA RA
    APPROVED
    Since 2021-10-08
  • AL RA
    APPROVED
    Since 2021-09-21

Branch Locations

2050 Parkway Office Circle 4Th Fl, Hoover, AL 35244 • United States

400 East Robert Toombs Ave, Washington, GA 30673 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Hoover Bank AL 08/2019 Present
Ameripark Atlanta GA 05/2015 08/2019
Prominent Realty Group Of Georgia Norcross GA 08/2018 12/2018
Greensky Credit Brookhaven GA 06/2018 08/2018
Cetera Investment Services Llc Saint Cloud MN 06/2021 Present
Cetera Investment Advisers Llc Birmingham AL 09/2021 Present
  • 08/2019 → Present
    Regions Bank
    Hoover Bank, AL
  • 05/2015 → 08/2019
    Ameripark
    Atlanta, GA
  • 08/2018 → 12/2018
    Prominent Realty Group Of Georgia
    Norcross, GA
  • 06/2018 → 08/2018
    Greensky Credit
    Brookhaven, GA
  • 06/2021 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 09/2021 → Present
    Birmingham, AL
Other Businesses

LITTLER CONTROL SUPERVISOR DURING MASTERS GOLF TOURNAMENT AT AUGUSTA NATIONAL GOLF CLUB; 1 WK/YEAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-17
  • S66 Uniform Combined State Law Examination
    2021-09-17

View on SEC IAPD

Other Firms

Other Investors

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