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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-16
FL RA APPROVED 2020-02-12
  • TX RA
    APPROVED
    Since 2020-03-16
  • FL RA
    APPROVED
    Since 2020-02-12

Branch Locations

14374 Narcoossee Rd, Orlando, FL 32832 • United States

10419 Narcoossee Rd, Orlando, FL 32832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Celebration FL 12/2012 Present
Bank Of America, N.A. Celebration FL 12/2012 Present
Transtate Industrial Pipeline Systems West Palm Beach FL 06/2011 Present
Other Businesses

I*127079 For profit or not for profit: For-Profit Organization Name of outside business organization: Transtate Industrial Pipeline Systems, Inc Investment related: N Address of business: Wabasso, Florida 32970 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 6/8/2011 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Assisting Technician with rebuild regulators projects, marking pipeline and presence support when operation tickets are submitted to work around natural or fuel pipelines.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-10
  • S66 Uniform Combined State Law Examination
    2020-01-10
Other Names
  • Daniel Adrian Valdes
  • Daniel A Nicolas
  • Daniel Valdes Nicolas

View on SEC IAPD

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