John F Simmons

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-05-30
TX	RA	APPROVED_RES	2025-05-30

GA RA
APPROVED

Since 2025-05-30
TX RA
APPROVED_RES

Since 2025-05-30

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	09/2019	09/2023
Verizon	North Charleston	SC	11/2009	04/2019
Unemployed	North Charleston	SC	04/2019	09/2019
Morgan Stanley Smith Barney Llc	Alpharetta	GA	06/2023	Present

09/2019 → 09/2023

E*Trade Securities Llc

Alpharetta, GA
11/2009 → 04/2019

Verizon

North Charleston, SC
04/2019 → 09/2019

Unemployed

North Charleston, SC
06/2023 → Present

Morgan Stanley Smith Barney Llc

Alpharetta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-05-29
S63	Uniform Securities Agent State Law Examination	2023-01-07

S66 Uniform Combined State Law Examination

2025-05-29
S63 Uniform Securities Agent State Law Examination

2023-01-07

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

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