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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-06-13 |
Branch Locations
1349 W Lane Ave Ste 1200, Upper Arlington, OH 43221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2005 | Present |
| Northwestern Mutual Investment Services, Llc | Columbus | OH | 05/2006 | Present |
| Northwestern Mutual Investment Services Llc | Columbus | OH | 06/2013 | Present |
| Northwestern Mutual Wealth Management Company | Columbus | OH | 02/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. SEMINOLE SHORES, LLC, 7750 CLOISTER DR, COLUMBUS, , OHIO, 43235, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTIES 3. JON CROSS, 7750 CLOISTER DR, COLUMBUS, , OHIO, 43235, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/03/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SONGWRITER AND PERFORMING MUSICIAN .NON-INVETMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-20 |
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