Carolyn Baker Smith

First Command Advisory Services

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Current Employers

First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-10

TX RA
APPROVED

Since 2021-06-10

Branch Locations

4200 South Hulen Street, Suite 513, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Insurance Services, Inc.	Fort Worth	TX	03/2026	Present
First Command Brokerage Services	Fort Worth	TX	03/2026	Present
First Command Advisory Services, Inc	Fort Worth	TX	03/2026	Present
First Command Brokerage Services	Fort Worth	TX	09/2019	03/2026
Explore Horizons Tutoring Center	Fort Worth	TX	05/2018	08/2019
University Of Oklahoma	Norman	OK	08/2014	12/2017
Unemployed	Norman	OK	01/2018	04/2018

03/2026 → Present

First Command Insurance Services, Inc.

Fort Worth, TX
03/2026 → Present

First Command Brokerage Services

Fort Worth, TX
03/2026 → Present

First Command Advisory Services, Inc

Fort Worth, TX
09/2019 → 03/2026

First Command Brokerage Services

Fort Worth, TX
05/2018 → 08/2019

Explore Horizons Tutoring Center

Fort Worth, TX
08/2014 → 12/2017

University Of Oklahoma

Norman, OK
01/2018 → 04/2018

Unemployed

Norman, OK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-24

S66 Uniform Combined State Law Examination

2021-03-24

Other Names

Carolyn Ann Baker

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

M2G VENTURES LLC

ACHELION CAPITAL MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

GOOD LIFE PRIVATE WEALTH, LLC

SELADOR CAPITAL MANAGEMENT, LP

INDEPENDENCE SQUARE HOLDINGS, LLC

EAGLE STRATEGIES LLC

Other Investors

MICHAEL PETER BRUNN

Joseph D'Agostino

RYAN HOLLOWAY COX

LEONARD DEWAYNE HALL

Justin Owen Hall

DANIEL B GEEHAN

Ambyr Dnae Capps

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX

M2G VENTURES LLC · FORT WORTH, TX

ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX

J.P. MORGAN SECURITIES LLC · FT. WORTH, TX

GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX

SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX

INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX

EAGLE STRATEGIES LLC · FORT WORTH, TX

More in Fort Worth, TX

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