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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-25 |
Branch Locations
28 Corporate Drive Suite 101, Clifton Park, NY 12065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Latham | NY | 09/2019 | 05/2022 |
| Citizens Bank | Rotterdam | NY | 11/2018 | 09/2019 |
| Play It Again Sports | Latham | NY | 10/2015 | 04/2019 |
| Adirondack Woodshed | Schenectady | NY | 05/2017 | 09/2017 |
| University At Albany (Suny) | Albany | NY | 09/2014 | 05/2018 |
| Bank Of America,N.A. | Latham | NY | 01/2020 | 05/2022 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
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