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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-19 |
| PA | RA | APPROVED | 2021-11-04 |
Branch Locations
111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scranton | PA | 09/2019 | 10/2021 |
| Scranton Wilkesbarre Railriders | Moosic | PA | 04/2018 | 10/2021 |
| Misericordia University | Dallas | PA | 08/2015 | 08/2018 |
| Bank Of America, N.A. | Scranton | PA | 12/2019 | 10/2021 |
| Morgan Stanley | Scranton | PA | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2025 | Present |
*547574- Twitch - AJamesIII; Investment related-No; Olyphant, Pennsylvania; Recreation; Affiliate (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 12; Streamer *579182 - Rental Property; Investment Related - Yes; Olyphant, Pennsylvania; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2024; During Business Hours: 0; After Business Hours: 1; Property Management *585448 - Alec James Media and Entertainment; Investment related: No; Peckville, Pennsylvania; Media/Advertising/Entertainment; Contractor(proprietor, partner, officer, director, employee, trustee, agent); 2/2024; During business hours: 0; After business hours: 12; Video Editing/Hosting Events/DJ'ing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-14 |
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