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2225 Lexington Road, Louisville, KY 40206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-06-11 |
Branch Locations
Louisville, KY • United States
2225 Lexington Rd, Louisville, KY 40206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Luoisville | KY | 09/2019 | 06/2026 |
| United States Marine Corps (Mmsr-2) | Quantico | VA | 07/1998 | 09/2019 |
| Private Client Services | Louisville | KY | 06/2026 | Present |
1) St. Albert the Great Parish; not investment-related; 1295 Girard Drive, Louisville, KY 40222; St. Albert is a local Parish with a church and school; business manager - I run the business of the church; start date 06/2026; 120 hours per month; 0 hours per month during trading hours. 2) Catholic Charities of Louisville; not investment-related; 435 East Broadway, Louisville, KY 40202; Catholic Charities of Louisville helps the migrant population in and around Louisville with job placement, language services, food, and legal needs; I am on the board of this organization and serve on the finance committee; start date 06/2026; 1 hour per month; 0 hours per month during trading hours. 3) Trinity High School; not investment-related; 4011 Shelbyville Rd., Louisville, KY 40207; Trinity is an all-boys Catholic high school in Louisville; I serve on the alumni board for Trinity. I help with planning events and help to advise the administration on alumni activities; start date 06/2026; 1 hour per month; 0 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-03 |
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