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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2013-04-29 |
Branch Locations
111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States
Olney, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Rockville | MD | 03/2009 | Present |
(1) NAME OF ENTITY: Shepherd's Care Children's Center Inc. ADDRESS: 4200 Olney Laytonsville Road Olney Maryland 20832 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: 01/05/2025 CAPACITY: Board of Directors DUTIES: I will be the Secretary for Shepherd's Care Children's Center, Inc., a non profit preschool that is part of my church. I will be on the Board of Directors. I will have no signing authority and will not have access to or authority over and money. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-22 |
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