Lisa French Carpenter

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Corporation
  Rockville, MD

Other Businesses

(1) NAME OF ENTITY: Shepherd's Care Children's Center Inc. ADDRESS: 4200 Olney Laytonsville Road Olney Maryland 20832 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: 01/05/2025 CAPACITY: Board of Directors DUTIES: I will be the Secretary for Shepherd's Care Children's Center, Inc., a non profit preschool that is part of my church. I will be on the Board of Directors. I will have no signing authority and will not have access to or authority over and money. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-04-26
• S63 Uniform Securities Agent State Law Examination
  2005-11-22

Other Names

• Lisa Dawn French
• Lisa French Carptnter