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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-30 |
Branch Locations
27 Pine Close, Sleepy Hollow, NY 10591 • United States
44 South Broadway Suite 1801, White Plains, NY 10601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Pound Ridge | NY | 07/2019 | 09/2019 |
| Nexus Capital Markets | New York | NY | 06/2009 | 06/2019 |
| New York Life Insurance Co. | White Plains | NY | 09/2019 | Present |
| Nylife Securities Llc | White Plains | NY | 10/2019 | Present |
| Eagle Strategies Llc | White Plains | NY | 01/2023 | Present |
[Insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 777 Westchester Ave., 4th Floor, White Plains, NY 10604; Start Date 08/2023; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 5 hours per month during securities trading hours; insurance brokering - nonregistered products]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-27 |
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