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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-30
  • MA RA
    APPROVED
    Since 2023-06-30

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Marblehead, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2019 Present
Putnam Investments Boston MA 07/2006 09/2018
Unemployed Boston MA 09/2018 10/2019
  • 10/2019 → Present
    St Louis, MO
  • 07/2006 → 09/2018
    Putnam Investments
    Boston, MA
  • 09/2018 → 10/2019
    Unemployed
    Boston, MA
Other Businesses

BRIEF_DESCRIPTION: EXP 4545 Brooks, LLC Type of business: Commercial Property Investment Los Angeles, CA Start date: 6/30/2016 LPT Hours per week: 0 Hours during trading: 0 0 BRIEF_DESCRIPTION: EXP 17760 Rowland Type of business: Commercial Property Investment Los Angeles, CA Start date: 12/31/2016 LPT Hours per week: 0 Hours during trading: 0 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-08
  • S66 Uniform Combined State Law Examination
    2023-06-08

View on SEC IAPD

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